管治、風險與合規
ISO 37301 — Compliance Management System
課程類型、時長及學費
| 課程類型 | 適合對象 | 企業得益 | 時長 | 學費 |
|---|---|---|---|---|
| Foundation | 希望學習管理系統及其流程實施基礎的人士 | 透過理解 ISO 標準的核心要素，為機構建立以最佳實務為本的取向與文化 | 2 天 | HKD 4,400 |
| Lead Implementer | 負責在公司實施及管理管理系統的人員 | 由具備能力的人員帶領推行最佳實務，改善整體流程，邁向符合 ISO 標準 | 5 天 | HKD 11,200 |
| Lead Auditor | 負責在公司審核及監察管理系統的人員 | 由具備能力的人員審核流程，確保管理系統妥善實施，邁向成功合規與認證 | 5 天 | HKD 11,200 |
About the standard
ISO 37301 sets out requirements and guidance for establishing, developing, implementing, evaluating, maintaining, and improving a Compliance Management System (CMS). It gives organizations a structured way to meet mandatory obligations — laws, regulations, licenses — as well as voluntary ones such as internal policies and codes of conduct. Built on the principles of integrity, good governance, proportionality, transparency, and accountability, ISO 37301 is the certifiable successor to the earlier guideline-only ISO 19600, and follows ISO's common high-level structure so it can stand alone or integrate with other management systems.
Levels available
- Foundation — Familiarizes entry-level professionals and compliance team members with ISO 37301's requirements and guidance for a CMS.
- Lead Implementer — For those responsible for implementing a CMS, covering the knowledge and skills to build a compliance program based on the standard.
- Lead Auditor — For those responsible for auditing a CMS, developing the competence to assess it in line with ISO 19011 and the certification process in ISO/IEC 17021-1.
Who should attend
This course track is for compliance officers, legal and governance professionals, internal auditors, and members of compliance teams responsible for building or assessing a culture of compliance. It's also useful for executives who need to understand how a CMS supports the organization's broader governance obligations.
Learning objectives
- Understand how a CMS gives organizations a structured approach to meeting mandatory and voluntary compliance obligations
- Learn to develop the policies, processes, and controls that build a positive compliance culture
- Gain the competence to identify and respond quickly to compliance concerns
- Understand how a CMS protects organizational reputation and integrity by preventing unethical conduct
- Learn how to support an organization through a formal third-party conformity assessment
Why attend
Consistently meeting compliance obligations is now a baseline expectation for organizations seeking sustainable growth, not an optional extra. Training in ISO 37301 builds the competence to help an organization identify and respond to noncompliance, strengthen its standing with regulators, and demonstrate due diligence — while giving professionals a peer-recognized credential as an auditor, implementer, or CMS team member.
PECB link
https://pecb.com/en/education-and-certification-for-individuals/iso-37301